WebDec 19, 2024 · The Canadian Securities Administrators (CSA) have announced that they intend to publish a final set of rule changes in 2024 that will effectively outlaw DSCs and eliminate the practice of paying trailer fees to discount brokers — but Ontario is only on board with the action on trailers. Specifically, the CSA said that it intends to ban the ... WebJun 29, 2016 · 2 Min Read. TORONTO (Reuters) - Canadian securities regulators are considering major changes to the way mutual funds are sold in Canada, possibly banning “trailer fees” and other charges paid ...
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WebIn his interview, Paul noted that the CSA’s proposal to ban trailer fees would eliminate the most common way small retail investors pay their advisors. He noted that rules are already in place to achieve the two goals that the regulators want to achieve: CRM2 reporting provides fee transparency. The issue of conflicts is addressed in CSA ... WebJan 17, 2024 · The CSA states it’s planning to introduce its final rule changes outlawing DSCs in “early 2024.” The ban on paying trailers to discount brokers will be introduced later in the year. The OSC indicates that its focus will be on working with the other members of the CSA to finalize the planned trailer- fee ban. port of moses lake wa jobs
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WebJun 29, 2016 · "The CSA should be ashamed of its collective slothfulness," he said. "[Former OSC commissioner] Glorianne Stromberg recommended an outright ban in 1995. WebMay 7, 2024 · May 7, 2024. TORONTO – The Ontario Securities Commission (OSC) is moving to ban deferred sales charges (DSC) on mutual funds in Ontario. Under the rule, the payment of upfront sales commissions by fund organizations to dealers will be prohibited, harmonizing the DSC ban across Canada. OSC staff received support for a harmonized … WebMar 25, 2024 · Discount brokers can’t be sued over pre-ban trailers, court rules MFDA firms limited DSC fund sales well ahead of ban: report CEO pay smashed records in 2024 Keywords CSA, Trailer fee, Fee structure, Compensation iron hands wikidex